Chapter One - Tissue and Blood Biomarkers in Lung Cancer: A Review

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Abstract

Lung cancer is the most common cause of cancer-related death, worldwide. Historically, lung cancer has been divided into two main histological types: small cell and nonsmall cell (NSC) type with the latter being subdivided into adenocarcinoma, squamous cell type, and large cell type. The treatment of the NSC lung cancer (NSCLC), especially the adenocarcinoma subtype, has been transformed in the last decade by the availability of predictive biomarkers for molecularly targeted therapies. Currently, for patients with advanced adenocarcinomas, testing for sensitizing mutations in epidermal growth factor receptor (EGFR) is mandatory prior to the administration of anti-EGFR inhibitors such as erlotinib, gefitinib, afatinib, or osimertinib. For patients unable to provide tumor tissue, EGFR mutational analysis may be performed on plasma. For predicting response to crizotinib, testing for ALK and ROS1 gene rearrangement is necessary. The presence of ALK rearrangements is also a prerequisite for treatment with ceritinib, alectinib, or brigatinib. For predicting response to single agent pembrolizumab in the first-line treatment of patients with advanced adenocarcinoma or squamous cell NSCLCs, PD-L1 should be measured by an approved assay (e.g., PD-L1 IHC 22C3 pharmDx method). Although not widely used, serum biomarkers such as neuron-specific enolase, progastrin-releasing peptide, carcinoembryonic antigen, CYFRA 21-1, and squamous cell carcinoma antigen may help in the differential diagnosis of lung cancer when a tissue diagnosis is not possible. Serum biomarkers may also be of use in determining prognosis and monitoring response to systemic therapies. With the increasing use of biomarkers, personalized treatment especially for patients with adenocarcinoma-type NSCLC is finally on the horizon.

Introduction

Lung cancer is the most frequent malignancy worldwide both in terms of incidence and mortality [1], [2]. Traditionally, lung cancer has been divided into two main histological types, small cell lung cancer (SCLC) (15%–25% of total) and nonsmall cell lung cancer (NSCLC) (75%–85% of total), with the latter being subdivided into adenocarcinoma, squamous type, and large cell type. These subtypes, especially the adenocarcinomas can be further divided, based on the presence or absence of specific biomarkers (see below). Identification of the histological type and biomarker status is currently mandatory for the optimum management of patients with lung cancer.

For patients diagnosed with early stage (i.e., stages I and II) NSCLC, surgery is the main form of treatment (for review, see Refs. [1], [2]). For those diagnosed with locally advanced disease not suitable for surgery, radiotherapy in combination with platinum-based chemotherapy may be used. For patients diagnosed with advanced or metastatic NSCLC, the specific treatment administered depends on the biomarker status of the tumor such as the presence/absence of EGFR-activating mutations, ALK/ROS1 translocations, or PD-L1 levels [3], [4] (Table 1). Thus, patients that are positive for EGFR-activating mutations or ALK/ROS1 translocations are eligible to receive molecularly targeted therapies, whereas those positive for PD-L1 may be treated with immunotherapy (e.g., with pembrolizumab).

In patients with advanced NSCLC who are negative for the above biomarkers, the standard first-line treatment is platinum-based doublet chemotherapy (cisplatin or carboplatin plus another cytotoxic drug) with or without the anti-VEGF antibody, bevacizumab [3], [4]. For patients with squamous type NSCLC, however, bevacizumab should not be administered.

In contrast to NSCLC, biomarker-driven therapies are currently unavailable for patients with SCLC [5]. For patients with limited SCLC disease (stage 1-IIIB), chemotherapy and radiotherapy are recommended followed by prophylactic cranial irradiation to prevent cerebral metastases [5]. For extensive SCLC, the treatment of choice is combination chemotherapy, usually cis- or carboplatin and either etoposide, topoisomerase I inhibitor or a taxane [6].

The aim of this article is to review the current status of biomarkers in aiding diagnosis and guiding therapy in patients with lung cancer. In preparing this article, particular attention was given to reviews, including systematic reviews, prospective randomized trials that included the use of biomarkers, and guidelines on lung cancer published by expert panels.

Section snippets

EGFR Mutational Status for Predicting Benefit From EGFR Tyrosine Kinase Inhibitors

EGFR is a member of the HER/ErbB family of receptor tyrosine kinases that also includes HER2, HER3, and HER4 [7], [8]. These proteins share a common structure that is composed of an extracellular ligand-binding domain, a short hydrophobic transmembrane domain, and an intracellular tyrosine kinase domain. Activation of EGFR, which is normally mediated by ligand binding, results in homodimerization or heterodimerization (with other HER members), phosphorylation of specific tyrosine residues, and

Serum Biomarkers

Unlike the situation with tissue-based markers, serum protein biomarkers are not widely used in patients with lung cancer. Indeed, most published guidelines relating to the diagnosis and management of patients with lung malignancy do not recommend any serum biomarker. Despite this, serum biomarker assays are performed in some European and Asian countries. Although requiring further evidence for clinical utility, specific serum biomarkers are potentially useful in the differential diagnosis of

Conclusion

Major progress has been made with lung cancer biomarkers over the last decade. This is especially so for tissue-based therapy predictive biomarkers in NSCLC. Thus, in addition to EGFR, ALK, and ROS1 alterations discussed above, several other potentially actionable mutations may be present in NSCLC. These include MET mutations/amplifications, BRAF mutations, RET fusions, PIK3CA mutations, and HER2 mutations/amplifications. Rather than testing for these alterations individually, there is growing

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